Securities Regulation

Panama’s securities laws were revamped in 1999 and in 2011 additional reforms were enacted restructuring its regulator and adopting internationally standards. Throughout this period there has been significant activity by the regulators (including even interventions) and market-players.

Morgan & Morgan has assisted many clients in obtaining various licenses from the Superintendence of Securities Markets, including securities brokerage and investment fund administration. Moreover, its lawyers have also assisted these clients with compliance of the various regulations in force from time to time.

Morgan & Morgan has assisted many clients in the registration of securities offerings with the Superintendence of Securities Markets of Panama. Moreover, the firm has participated on behalf of both issuers and underwriters, local and international, including offerings made in other jurisdictions (such as 144A and Regulation S).

Macbook Pro
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